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The Lancet, Volume 353, Number 9160, 10 April 1999Contents in Full
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The Lancet 1999; 353:1226-1231

DOI:10.1016/S0140-6736(98)08037-4

Articles

Efficacy of home-based peer counselling to promote exclusive breastfeeding: a randomised controlled trial

Dr Ardythe L Morrow PhD email address a Corresponding Author Information,   M Lourdes Guerrero MD b,   Justine Shults PhD a,   Juan J Calva MD b,   Chessa Lutter PhD c,   Jane Bravo EdD d,   Guillermo Ruiz-Palacios MD b,   Robert C Morrow MD e   and   Frances D Butterfoss PhD a

Summary

Introduction

Methods

Results

Discussion

References

Summary

Background

Exclusive breastfeeding is recommended worldwide but not commonly practised. We undertook a randomised controlled study of the efficacy of homebased peer counselling to increase the proportion of exclusive breastfeeding among mothers and infants residing in periurban Mexico City.

Methods

Two intervention groups with different counselling frequencies, six visits (44) and three visits (52), were compared with a control group (34) that had no intervention. From March, 1995, to September, 1996, 170 pregnant women were identified by census and invited to participate in the study. Home visits were made during pregnancy and early post partum by peer counsellors recruited from the same community and trained by La Leche League. Data were collected by independent interview. Exclusive breastfeeding was defined by WHO criteria.

Findings

130 women participated in the study. Only 12 women refused participation. Study groups did not differ in baseline factors. At 3 months post partum, exclusive breastfeeding was practised by 67% of six-visit, 50% of three-visit, and 12% of control mothers (intervention groups vs controls, p<0·001; six-visit vs three-visit, p=0·02). Duration of breastfeeding was significantly (p=0·02) longer in intervention groups than in controls, and fewer intervention than control infants had an episode of diarrhoea (12% vs 26%, p=0·03).

Interpretation

This is the first reported community-based randomised trial of breastfeeding promotion. Early and repeated contact with peer counsellors was associated with a significant increase in breastfeeding exclusivity and duration. The two-fold decrease in diarrhoea demonstrates the importance of breastfeeding promotion to infant health.

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Introduction

The promotion and support of breastfeeding is a global priority.1–3 A vast scientific literature demonstrates substantial health, social, and economic benefits associated with appropriate breastfeeding, including lower infant morbidity and mortality from diarrhoea and other infectious diseases.3–11 Experts agree that exclusive breastfeeding (ie, breastmilk as the sole source of food) is the ideal method of feeding infants up to about 6 months of age, after which breastfeeding should be continued but complemented with other sources of nutrition.2 Nevertheless, exclusive breastfeeding remains uncommon, even in countries with high rates of breastfeeding initiation.12,13 Programmes that increase breastfeeding do not necessarily improve the rate of exclusive breastfeeding.14–19

To improve breastfeeding practices, global initiatives have concentrated on hospital policies and procedures.1,15–17,19–21 Although hospital-based programmes have shown significant impact on breastfeeding outcomes,15–17,19–21 community-based support of breastfeeding is also needed. An important model for community-based breastfeeding promotion is peer counselling, which involves training lay community members to contact and advise peers from the same community.22,23 Peer counselling is being used worldwide for various purposes, including the social and informational support that mothers need for successful initiation and maintenance of breastfeeding.18,24–26 Although peer counselling is a promising method of outreach, well-designed, controlled studies are needed to assess the efficacy of this approach for the promotion of exclusive breastfeeding.

In San Pedro Martir, a periurban area of Mexico, a longitudinal study of protection against diarrhoeal disease by breastmilk found that 92% of 316 mothers studied between 1988 and 1991 started breastfeeding, but only 4% practised exclusive breastfeeding at 2 weeks or at 3 months, and half had ceased any breastfeeding by 6 months post partum.8,9,27 We undertook a randomised controlled trial in the San Pedro Martir area to examine the hypothesis that home visits by peer counsellors to pregnant and lactating women would significantly increase the rate of exclusive breastfeeding, and that more frequent visits would result in a higher rate of exclusive breastfeeding. In addition, we examined the efficacy of an intervention to increase breastfeeding duration and to decrease the risk of infant diarrhoea.

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Methods

Study participants

San Pedro Martir is a periurban community on the southwestern outskirts of Mexico City, compromising three subdivisions that vary in sociodemographic characteristics. In the most established area, families typically live in houses with running potable water, tiled floors, and access to central sewage and garbage removal services. In the most recently settled area, families typically live in crowded conditions, in huts with earth floors, and obtain water from pipe outlets some distance away. The total population is about 30000. Medical care is provided to this population by a government clinic, various private primary-care doctors, and public, private, and military hospitals. The study population has been fully described elsewhere.27 At the time of this study, many hospitals serving the area were changing policies and procedures to support breastfeeding, following international standards known as the Baby Friendly Hospital Initiative.1,19

This randomised, community-based intervention trial included two intervention groups and a control group. Motherinfant pairs in the intervention groups received either six or three home visits from peer counsellors. In the six-visit group, mothers were visited in mid and late pregnancy, in the first week and weeks 2, 4, and 8 post partum. In the three-visit intervention group, mothers were visited in late pregnancy, in the first week, and week 2 post partum. Furthermore, peer counsellors were permitted to respond to occasional requests for additional support that were initiated by intervention-group mothers. Control-group mothers with lactation problems were referred to their own physicians. No other sources of breastfeeding counselling were available in the community. This study was approved by the institutional review boards of the Instituto Nacional de la Nutricion in Mexico City and Eastern Virginia Medical School in Norfolk (Virginia, USA).

Before the study started, San Pedro Martir was mapped into 39 clusters with two to four city blocks each. 13 clusters were allocated randomly to each study group, stratified by subdivision. This randomisation schedule was generated by computer. Clusters rather than individuals were randomised to keep to a minimum the contamination of influences expected if relatives and close neighbours were assigned to different study groups.

Enrolment began in March, 1995, and continued to September, 1996. Study mothers were identified by a semiannual door-to-door census and continuous reporting of new pregnancies in the community by study staff and mothers. For more than 15 years, this method has been used to identify virtually all eligible mothers in the study community;8–11 no record system is available for comparison. All pregnant women residing in the study area were considered eligible, visited at home by a study physician to verify eligibility, and invited to participate in a study of breastfeeding practices. Mothers were provided with an oral and written description of procedures for their study group; other study groups were not discussed. Mothers' consent was obtained in writing. Women were considered ineligible and excluded from the study if they refused participation or moved out of the area before the first postpartum home visit, or if the baby died. Infants were followed up until 3 months of age to assess exclusive breastfeeding and diarrhoea, and 6 months of age to assess duration of any breastfeeding. The study ended in December, 1996.

Design

All data were collected through structured interviews of mothers residing in study households by two experienced staff other than the peer counsellors. The study hypothesis could not be concealed from these staff, but they were trained to adminster all questions in a standard manner, and they undertook an equal proportion of interviews in each study group. Baseline interviews were carried out in the last trimester of pregnancy to examine sociodemographic factors, breastfeeding history and intention, and other factors. A perinatal questionnaire ascertained pregnancy history, the health of mother and infant, and early infant-feeding practices. Five follow-up interviews were scheduled for all study mothers at 2, 4, and 6 weeks, and at 2 and 3 months post partum to record infant-feeding practices in the previous week and any lactation problems experienced. During weeks in which both a counselling visit and a data-collection interview were due, the data-collection interview was scheduled to follow the counselling visit by 2–3 days. During these interviews, mothers were asked whether the infant had experienced diarrhoea since the last interview, and to describe any episodes and whether they had taken the infant to a doctor. An exit interview at 6 months post partum examined the duration of breastfeeding and maternal attitudes towards the peer counsellors.

Three women who had previously worked for the Instituto Nacional de la Nutricion as field data collectors were trained to promote breastfeeding as peer counsellors. Each was a resident of San Pedro Martir, aged 25–30 years, had a high-school education, and had a commitment to breastfeeding, although they did not necessarily have previous personal breastfeeding experience. These peer counsellors were trained and supervised by staff of La Leche League of Mexico and the physician study coordinator (MLG), who was also trained in lactation management. The peer-counsellor training consisted of 1 week of classes, 2 months in lactation clinics and with mother-tomother support groups, and 1 day of observation and demonstration by visiting experts. Finally, the peer counsellors practised in a neighbourhood nearby San Pedro Martir for 6 months before the intervention trial, during which the content of messages and problem-solving skills were refined.

A rapid ethnographic study of infant feeding was done in San Pedro Martir before the intervention trial to guide educational approaches.27 A set of visual aids was developed specifically for this project on the basis of existing materials of La Leche League. Home visits to pregnant women focused on the benefits of exclusive breastfeeding, especially during illness; basic lactation anatomy and physiology; positioning of the infant and “latching on”; common myths; typical problems and solutions; and preparation for birth. Postpartum visits with the mother focused on establishing a healthy breastfeeding pattern, addressing maternal concerns, and providing information and social support. Key family members who could provide support to mothers also were included in these counselling visits.

The primary study outcome was exclusive breastfeeding, defined as giving maternal milk at the only infant food source in the previous week, with no other liquids or food given.28 Secondary outcomes were duration of breastfeeding, the proportion of infants who had an episode of diarrhoea in the first 3 months (cumulative incidence), and maternal satisfaction with counselling. Diarrhoea was defined as more frequent and liquid stools than normal for the infant, as reported by the mother.

Statistical analysis

On the basis of primary hypothesis, we calculated the minimum required sample size to be 120 participants, setting α=0·05, and a one-sided test of hypothesis. This sample size gave 86% power to detect a 20% absolute difference in exclusive breastfeeding in intervention versus control participants (24% vs 4%), if there was no design effect, or 76% power to detect the same difference if there was a design effect of 1·2.29

Data were analysed by means of Stata statistical software (release 5·0). Because randomisation was based on clusters, within-cluster correlation and design effects were assessed. Descriptive analyses included frequencies, contingency tables, and odds ratios. Associations between categorical variables were tested with χ2 or Fisher's exact test. The effect of the intervention on exclusive breastfeeding was analysed by means of generalised estimating equation (GEE) models that accounted for within-individual correlation of outcomes measured at five timepoints from 2 weeks to 3 months post partum. We also used GEE models to compare outcomes at each timepoint, accounting for correlation within clusters. Intervention groups were specified in the models as dummy variables. Maternal, infant, and hospital factors were examined as risk factors, and for potential confounding and interaction effects relative to study outcomes. We also used survival analysis and the log-rank procedure to test differences between groups in time to first failure of exclusive breastfeeding and duration of any breastfeeding. One-sided tests of significance were used to test intervention efficacy, defined as a significant increase in exclusive breastfeeding, increased duration of any breastfeeding, and decreased infant diarrhoea in the intervention groups compared with the control group. Justification of a one-sided hypothesis was based on the need to test programme efficacy (ie, demonstration of significant improvement) and the lack of evidence of potential for harm. Significance was set at p<0·05. All analyses were by intention to treat.

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Results

Participants

170 pregnant women were identified in San Pedro Martir and were asked to participate. Of these, only 12 (7%) refused, and 28 were ineligible and excluded (figure 1). Participants and non-participants did not differ by location within study area or by study group, and did not differ in socioeconomic status. 130 mother–infant pairs participated in the study, of whom 125 remained in the study at 3 months. Exit interviews were done in 117 participants: 104 at 6 months, and 13 between 3 and 6 months post partum. Study participants were identified and enrolled in 31 of the 39 geographically defined clusters.

Figure 1. Trial profile

No significant differences were found among study groups in baseline factors, including breastfeeding initiation (table 1). The proportion who initiated breastfeeding within a few hours of delivery was similar in each study group. 35 (27%) mothers were primiparous, and 31% gave birth by caesarean section.

Table 1. Sociodemographic characteristics and perinatal conditions of 130 study mothers and infants

The peer counsellors were assigned approximately equal numbers of study mothers in the two intervention groups. No differences were found between intervention groups in the timing of the first postpartum visit. Furthermore, no differences were found among counsellors in terms of their clients' breastfeeding outcomes.

Confounding and interactions

Sociodemographic, health, and hospital factors (table 1) were analysed in relation to the intervention and exclusive breastfeeding. None of these factors was found to be a significant predictor of exclusive breastfeeding or to modify the efficacy of the intervention; thus, final models specified only intervention groups as independent variables.

Within-cluster correlation values were calculated for each study outcome and interview time and were found to be negligible: -0·011 at the 2-week visit and 0·074 at 3 months. Design effects were calculated and found to approach unity (no effect) for each study group. These results show that the cluster randomisation design achieved the equivalent of individual randomisation.

Main outcome

In the six-visit group, 35 (80%) of 44 women were exclusively breastfeeding at 2 weeks and 28 (67%) of 42 were doing so at 3 months; in the three-visit group, the corresponding numbers were 32 (62%) of 52 at 2 weeks and 25 (50%) of 50 at 3 months (figure 2). In the control group eight (24%) of 34 women were exclusively breastfeeding at 2 weeks, a significantly greater (p<0·05) proportion than in the 1988–91 historical cohort (4%), and four (12%) of 33 were exclusively breastfeeding at 3 months post partum, which did not differ significantly from previously recorded rates.

Figure 2. Proportion of mothers who exclusively breastfed their infants by infant age and study group

Vertical bars represent 95% CI.

Both the six-visit and three-visit intervention groups had significantly (p<0·001) more exclusive breastfeeding over time than controls, as shown by GEE models. GEE models fitted at each timepoint that accounted for within-cluster correlation confirmed this finding. Furthermore, the higher rate of exclusive breastfeeding in the six-visit group compared with the three-visit group was significant (p=0·015 by GEE analysis), but this difference seems to have been establised by 2 weeks, when an 18% absolute difference in exclusive breastfeeding was observed (p=0·028, by χ2).

Some study mothers who breastfed exclusively gave their infants supplementary feedings for a short time, then returned to exclusive breastfeeding, a pattern observed in all study groups, typically associated with perceived illness, stress, or doctor's advice. In the sixvisit group, the prevalence of exclusive breastfeeding varied from 66% at 4 weeks to 75% at 6 weeks and 67% at 3 months post partum. Practice of exclusive breastfeeding at all five measurement times, 2 weeks to 3 months, was found in 21 (50%) of 42 in the six-visit group, 19 (38%) of 50 in the three-visit group, and four (12%) of 33 controls (p<0·001, log-rank test). Thus, 17% of the six-visit group and 12% of the three-visit group exclusively breastfed at 3 months but failed to maintain exclusive breastfeeding throughout follow-up. Examination of the types of supplementary feedings introduced by 3 months shows that higher rates of exclusive breastfeeding in the intervention groups were achieved by less use of formula-milk feedings, solid foods, teas, and water feedings.

Secondary outcomes

To provide sufficient power to detect differences in secondary outcomes, the two intervention groups were collapsed into a single group for comparison with controls. Duration of any breastfeeding was signifiantly (p=0·024, log-rank test) greater among intervention group than control-group mothers (table 2). 21 infants had at least one episode of diarrhoea between birth and 3 months of age: eight of the six-visit group, four of the three-visit goup, and nine controls. Of the 21 diarrhoea episodes, 18 were associated with a visit to a doctor, two with dehydration, and four with vomiting, and four episodes lasted longer than 1 week. Control infants had a significantly greater incidence of diarrhoea than intervention infants (relative risk 2·1 [90% CI 1·11–4·04]; p=0·029).

Table 2. Secondary measures of intervention efficacy

In the exit interview, nearly all intervention-group mothers reported that the peer counsellor was helpful and supportive. The most important source of infantfeeding advice for intervention-group mothers typically was a peer counsellor (66%), followed by a physician (19%), and their mothers (7%). In contrast, among controls, 50% listed a physician as their most important source of infant-feeding advice, 22% listed their mothers, and 2% listed a peer counsellor.

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Discussion

This experimental study of home-based peer counselling showed a striking effect of the intervention on the duration of exclusive and partial breastfeeding in a transitional, periurban neighbourhood of Mexico City. At 3 months post partum, exclusive breastfeeding was practised by only 12% of control mothers, compared with 67% of the mothers who have visited six times, and 50% of the mothers who were visited three times by a peer counsellor. Maternal and infants' characteristics and hospital factors did not significantly influence intervention efficacy. Our findings indicate that more frequent counselling visits are advantageous. Although the relative gain observed in the six-visit group compared with the three-visit group could be attributed largely to the additional counselling visit made during pregnancy, the counselling visits made in the six-visit group at 4 weeks and 2 months post partum seem to have helped restore some mothers to exclusive breastfeeding after they had introduced supplementary liquids for a short time. We did not detect differences among study groups in feeding choices made on the day of delivery, which may be more strongly influenced by hospital initiatives.

Although allocation concealment from staff and participants was not possible, bias is unlikely to explain our findings. Interviewer bias was controlled by careful standardisation of procedures across study groups. Mothers were not informed of the study hypotheses. Although peer counsellors taught intervention-group mothers that breastfeeding offers protection against diarrhoea and respiratory-tract infections, there were fewer reports of infant diarrhoea in the intervention group than in the control group but no difference in non-specific respiratory signs and symptoms. Furthermore, most cases of infant diarrhoea were confirmed by a visit to a physician. The Hawthorne effect (ie, improved outcomes due to the mere presence of a home visitor) does not offer a plausible explanation of our results. Before this study, we undertook longitudinal studies that involved more intensive (ie, weekly) home visits; however, exclusive breastfeeding remained uncommon.8–11

These findings support previous research that showed improved breastfeeding practices among women who receive timely counselling.15–21,24–26,30,31 Lutter and colleagues15 found that mothers who gave birth in a hospital in Brazil that had an active breastfeeding promotion programme, including a talk and support for breastfeeding, were more likely to practise exclusive breastfeeding at 3 months post partum than mothers who gave birth in a matched control hospital with no breastfeeding support programme (46% and 20%, respectively). Similarly, a study of selected Mexican hospitals showed that counselling combined with babies staying with their mothers significantly increased full breastfeeding among primiparous mothers.21 A randomised trial in Bangladesh examined the efficacy of hospital-based and home-based lactation counselling of mothers whose infants were admitted to hospital because of diarrhoea; these infants were partially breastfed at admission.17 This study found that 2 weeks after discharge from hospital, 75% of intervention-group mothers were breastfeeding exclusively, compared with 8% of control mothers. A comprehensive communitybased project in Chile, which included clinic-based and home-based counselling, found that exclusive breastfeeding at 3 months of age increased from 56% before to 76% after the programme.18 In the USA, the Women, Infants, and Children programme incorporated lactation counselling of clients, with significant improvement in breastfeeding rates.24,26

Most breastfeeding promotion programmes have been hospital-based owing to the opportunity to reach many mothers and to establish successful breastfeeding from the moment of birth.1,19 However, community-based approaches are needed for early counselling and followup. Peer counsellors offer a potentially less costly outreach model than use of professional staff.18,24,25 They should not be expected to have a professional background, but should be given sufficient training to provide accurate information and problem-solving support to mothers. In general, peer counsellors should be natural helpers who are respected, trusted, in control of their own life circumstances, and responsive to the needs of others.22,23 A controlled study of the efficacy of peer counselling among mothers in the Women, Infants, and Children programme found that those who received such counselling were more likely to breastfeed than those who were not counselled. The impact depended on the background and training of the counsellor and adequate duration of interaction between peer counsellors and their clients.24

The results of this study suggest that early and repeated counselling contact with mothers promotes successful breastfeeding outcomes. Future studies will need to establish the independent effects of prenatal and postnatal counselling and breastfeeding, and the ideal number and timing of counselling visits. Nevertheless, our findings support a counselling schedule of two contacts during pregnancy, two contacts soon after the birth, when mothers are most likely to experience difficulties with breastfeeding, and thereafter as needed. Ideally, counselling should be accessible to mothers in the community as a routine component of primary care, a substantial challenge that will require a change of priorities and further study in different health-care systems. Although our study demonstrates the efficacy of peer counsellors, it does not address other important questions, such as the relative efficacy of different types of counsellors (eg, professional lactation specialists),30,31 nor whether peer counsellors should be paid or should volunteer.22,23 Many different models of counselling are imaginable, and further studies are needed to address the questions raised.

Breastfeeding is a highly cost-effective diseaseprevention practice and is a global health priority, yet there is a lack of scientific evidence on the efficacy of different strategies for breastfeeding promotion. The size of increase in exclusive breastfeeding achieved in our study is higher than that reported by any other population-based study that we have identified. Interpretation of this increase should take account of the characteristics of the San Pedro Martir study population, which values breastfeeding as an ideal practice and the relationship of trust with the Instituto Nactional de la Nutricion, which has worked in the area for many years. This study took place at the time when the Baby Friendly Hospital Initiative began to affect the birth experience of mothers in all study groups. Nevertheless, our findings encourage the idea that through the combination of health-care system changes and community outreach, exclusive breastfeeding can be restored as normal practice in urban areas. The clinical significance of breastfeeding promotion is underscored by the lower rate of diarrhoea episodes found in the intervention groups. This randomisation trial provides critical scientific evidence of the efficacy of timely and accessible lactation counselling and support. Although the findings of this study are relevant to many countries, more studies of this type are needed, and the costeffectiveness of this intervention approach needs to be established before it is widely adopted.

Contributors

All investigators contributed substantially to the design, execution, analysis, and writing of the paper. Ardythe L Morrow held overall responsibility for research aims, study design, project management, and analysis, and wrote the first draft; M Lourdes Guerrero was responsible or study and questionnaire design, project coordination, and finalising visual aids and educational approaches; Juan Calva for study and questionnaire design, development of census procedures, and physicians' education; Chessa Lutter for research aims, design, and interpretation; Guillermo Ruiz-Palacios for development of the study site and community-based approach; Justine Shults for statistical methods and data analysis; Jane Bravo for training and supervision of promotoras, counselling methods and materials; Robert Morrow for medical anthropology applied to questionnaire construction and intervention messages; and Fran Butterfoss for health-education methods.

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Acknowledgments

We thank Larry Pickering for his review and support; Judy Canahuati, Sandra Huffman, and WELLSTART International for technical assistance; Paulina Smith, Edith Nava, and others at La Leche League for their collaboration and expertise; Hilda Ortega-Gallegos, Luz del Carmen Mendez, Maria del Refugio Martinez, Genoveva Figueroa Ontiveros, and Rosalba Martinez Sanchez for their outstanding work and contributions to breastfeeding promotion; and Anne Wright and Nancy Stromann for their assistance with word processing.

This study was supported by research grants from Wellstart International's Expanded Promotion of Breastfeeding Program (USAID) cooperative agreement DPE-5966-A-00-1045-00) and the US National Institute of Child Health and Human Development (HD 13021).

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References

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Affiliations

a. Centre for Pediatric Research, Children's Hospital of The King's Daughters, Eastern Virginia Medical School, Norfolk, VA 23510–1001, USA
b. Departamento de Infectologia, Instituto Nacional de la Nutricion, Mexico Federal District, Mexico
c. Pan American Health Organization, Washington, DC, USA
d. La Leche League of Mexico, Mexico Federal District, Mexico
e. Eastern Virginia Medical School, Norfolk, Virginia, USA

Corresponding Author InformationCorrespondence to: Dr Ardythe L Morrow

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